David C. Arendt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Creighton Arendt, who also goes by David Arendt, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2013. David had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2018 - March 7, 2023
CASSINI CAPITAL MANAGEMENT, LLC
April 2, 2015 - April 6, 2018
PARK AVENUE SECURITIES LLC
April 2, 2015 - April 6, 2018
PARK AVENUE SECURITIES LLC
July 15, 2013 - February 9, 2015
EDWARD JONES
June 25, 2013 - February 9, 2015
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASSINI CAPITAL MANAGEMENT, LLC
CRD#: 287861 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 79,238,360 |
Red Flags
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