Dustin A. Jones

ASSUREDPARTNERS INVESTMENT ADVISORS

Wake Forest, NC

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CRD#: 6191788

Professional summary

Dustin Alan Jones, CFP® is a registered financial advisor currently at ASSUREDPARTNERS INVESTMENT ADVISORS located in Wake Forest, North Carolina and PRIVATE CLIENT SERVICES, LLC located in Plantation, Florida.

Dustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Dustin has worked at 7 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AssuredPartners Investment Advisors, LLC. 4600 West Cypress Street, Suite 405, Tampa, FL 33607. RIA. 160 hrs/mo; 140 during trading hrs. 2) AssuredPartners. Insurance Sales. 3) Private Client Services; Advisor/Registered Broker-Dealer; Investment related: Yes; 2225 Lexington Road Louisville KY 40206 USA; broker-dealer; Duties: Sell mainly annuities and insurance products to clients.; 2023-06-20; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Alan Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

October 21, 2022 - Present

ASSUREDPARTNERS INVESTMENT ADVISORS

RIA

CRD#: 309550

Wake Forest, NC

Current

June 29, 2023 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 8211 W Broward Blvd., Ste 200, Plantation, FL 33324

RIA

CRD#: 120222

Plantation, FL

Past

July 17, 2020 - July 6, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Wake Forest, NC

Past

July 12, 2018 - February 24, 2023

FORTUNE 360 GROUP LLC

RIA

CRD#: 282391

WAKE FOREST, NC

Past

January 7, 2014 - July 17, 2020

INVESTACORP, INC.

CRD#: 7684

Wake Forest, NC

Past

July 5, 2013 - November 25, 2013

CREDIT UNION INVESTMENT SERVICES

RIA

CRD#: 144871

APEX, NC

Past

July 3, 2013 - November 25, 2013

SECU BROKERAGE SERVICES

CRD#: 19899

APEX, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(11/28/2022)

IAR

North Carolina
(10/21/2022)

North Carolina
(7/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/12/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/13/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 12/13/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/3/2013

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

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Contact information

Main Address

4600 W. Cypress Street Suite 405, Tampa, FL 33607

Mailing Address

Phone number

(407) 708-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSUREDPARTNERS INVESTMENT ADVISORS ADV PART 2A SEPT 2, 2025 (9/2/2025)

Regulatory assets under management

Total Number of Accounts	3,759
AUM (Assets Under Management)	$ 3,251,947,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dustin A. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Alan Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

SECURITIES AMERICA, INC.

FORTUNE 360 GROUP LLC

INVESTACORP, INC.

CREDIT UNION INVESTMENT SERVICES

SECU BROKERAGE SERVICES

Primary Firm SEC Registration

ASSUREDPARTNERS INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/12/2013

Series 7TO

Date: 12/13/2022

Series 6TO

Date: 12/13/2022

SIE

Date: 10/1/2018

Series 7

Date: 4/24/2014

Series 6

Date: 7/3/2013

FINRA

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSUREDPARTNERS INVESTMENT ADVISORS

TRUST BUT VERIFY

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