AG
Andres Gomez
CENTAURUS FINANCIAL
MIAMI, FL
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CRD#: 6191782
AG
Professional summary
Andres Gomez, who also goes by Andres Humberto Gomez, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Miami, Florida.
Andres is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Andres has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andres Humberto Gomez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FINANCIALLY WISE SOLUTIONS, NON-INVESTMENT RELATED, 11505 SW 90 TERRACE, MIAMI, FL 33176, DBA FOR BRANDING PURPOSES ONLY. 2) GOMEZ HEALTH GROUP, 6911 MAIN STREET, APT 220, MIAMI LAKES, FL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,09/18/18, NIR, 15/WK- 4/TRADING 3) GROVES CAPITAL, NON-INVESTMENT RELATED, 4883 RONSON COURT, SUITE A, SAN DIEGO, CA 92111, MORTGAGE ORIGINATION, MORTGAGE LOAN OFFICER, SINCE 05/2023, DEDICARED LESS THAN 20 HOURS/ MONTH, HELP CLIENTS GET FUNDING FOR PUCHASE OF PRIMARY INVESTMENT PROPERTIES, REVIEW DOCUMENTS, AND STRUCTURE DEALS TO HELP CLIENTS GET LOANS FOR THE PROPERTIES THEY WISH TO PURCHASE. 4) ANDRES GOMEZ, 6911 MAIN STREET, APT 220, MIAMI LAKES, FL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 06/01/20, NIR,15 HR/MO- 5/TRADING HR. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 04/09/21
CRS (Client Relationship Summary) - RIA
Click below to view Andres Gomez's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andres Gomez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2025 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
MIAMI, FL
Current
September 11, 2025 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
MIAMI, FL
Past
April 9, 2021 - September 9, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Miami, FL
Past
June 1, 2020 - September 9, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Miami, FL
Past
May 27, 2013 - June 2, 2020
PFS INVESTMENTS INC.
BD
CRD#: 10111
MIAMI LAKES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/11/2025)
IAR
Arkansas(9/23/2025)
RR
California(9/11/2025)
IAR
California(9/11/2025)
IAR
Colorado(9/15/2025)
RR
Florida(9/11/2025)
IAR
Florida(9/12/2025)
RR
Georgia(9/11/2025)
IAR
Illinois(9/16/2025)
RR
Kansas(9/11/2025)
IAR
Kansas(9/12/2025)
IAR
Kentucky(9/15/2025)
IAR
Maryland(9/15/2025)
IAR
Minnesota(9/12/2025)
IAR
Mississippi(9/12/2025)
RR
Missouri(9/11/2025)
IAR
Missouri(9/15/2025)
RR
New Jersey(9/11/2025)
IAR
New Jersey(9/12/2025)
IAR
New Mexico(9/15/2025)
RR
New York(9/11/2025)
IAR
New York(9/15/2025)
RR
North Carolina(9/12/2025)
IAR
North Carolina(9/18/2025)
RR
Ohio(9/12/2025)
IAR
Oklahoma(9/15/2025)
RR
Rhode Island(9/11/2025)
RR
Texas(9/11/2025)
IAR
Texas(9/11/2025)
IAR
Virginia(9/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
