David B. Schram

ELEMENTS 5 INVESTMENT MANAGEMENT

BRIDGEWATER, NJ

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CRD#: 6191719

Professional summary

David Bryan Schram, CFP®, CIMA® is a registered financial advisor currently at ELEMENTS 5 INVESTMENT MANAGEMENT located in Bridgewater, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM AN ATTORNEY EMPLOYED BY AXIOM GLOBAL, INC. WHICH PLACES ATTORNEYS AT COMPANIES FOR LIMITED ENGAGEMENTS. MY CURRENT ENGAGEMENT, SINCE JULY 2012, IS PART-TIME AT A BIO-TECHNOLOGY COMPANY WHERE I PROVIDE LEGAL COUNSEL ON ISSUES RELATING TO CLINICAL OPERATIONS AND MANUFACTURING. MY DUTIES INCLUDE REVIEWING DOCUMENTS, CONTRACTS AND PROVIDING LEGAL ADVICE. I DEVOTE LESS THAN 40 HRS PER MONTH (LESS THAN 10 HRS/WK) ON A FLEXIBLE SCHEDULE, WHICH CAN BE DURING TRADING HOURS FOR SECURITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Bryan Schram's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 10, 2013 - Present

ELEMENTS 5 INVESTMENT MANAGEMENT

RIA

CRD#: 167731

BRIDGEWATER, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/10/2013)

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Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/2013

Uniform Investment Adviser Law Examination

Current Firm

ELEMENTS 5 INVESTMENT MANAGEMENT

ELEMENTS 5 INVESTMENT MANAGEMENT | ELEMENTS 5 INVESTMENT MANAGEMENT, LLC

CRD#: 167731 / SEC#:

New Jersey

Registered Investment Advisory firm - (7/10/2013 Approved)

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Contact information

Main Address

Bridgewater, NJ

Mailing Address

Phone number

(908) 421-1164

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	57
AUM (Assets Under Management)	$ 10,821,272

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David B. Schram

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Bryan Schram's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEMENTS 5 INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/2013

Current Firm

ELEMENTS 5 INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELEMENTS 5 INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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