Klay A. Nichol
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Klay Andrew Nichol, who also goes by Klay Andrew Nichol Mr, Klay Nichol, was a registered financial professional .
Klay is a previously registered financial professional and started their career in finance in 2013. Klay had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2021 - December 2, 2022
GALAXY DIGITAL PARTNERS LLC
June 13, 2013 - March 22, 2021
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
GALAXY DIGITAL PARTNERS LLC
CRD#: 289605 / SEC#: , 8-70001
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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