JM
Jonathan S. Moore
IAMS WEALTH MANAGEMENT
Knoxville, TN 37921
Some features on this profile are disabled
CRD#: 6191423
JM
Professional summary
Jonathan Seth Moore is a registered financial advisor currently at IAMS WEALTH MANAGEMENT, LLC located in Knoxville, Tennessee and CALTON & ASSOCIATES, INC. located in Knoxville, Tennessee.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jonathan has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Tax Assist, Inc. Non-Investment related. Address: 5321 Western Avenue, Knoxville, TN 37921. Nature of Business: Tax analysis, payroll, bookkeeping, client write-up, and tax preparation. Position/Title/Relationship: Self-employed accountant. Start Date: 03/2017. Hours per month: 160. Hours per month during Securities trading hours: 25%-30%. Duties/Responsibilities: Meeting with individuals and businesses to discuss tax planning, payroll set up, bookkeeping, monthly write up functions, and any other type of accounting question. 2) Name of Business: Insurance Agency Marketing Services. Non-Investment related. Address: 505 North 210th Street, Elkhorn, NE 68022. Nature of Business: Annuities, life, and health insurance sales. Position/Title/Relationship: Independent contractor. Start Date: 10/2017. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Able to offer life insurance, health insurance, and annuities. 3) Moore & Associates of TN Inc. Non-investment related. 5321 Western Ave Knoxville Tennessee, 37921. Nature of Business: QuickBooks coach for clients. Payroll, bookkeeping, and monthly write ups for coaching. Title: President/CEO. Start Date: 01/01/2019. Hours Per Month: 10 Hours. Duties: Meeting with individuals and businesses to discuss tax planning, payroll set up, bookkeeping, monthly write ups, and QuickBooks 4) Calton & Associates; Registered Representative; Investment Related; 5321 Western Ave Knoxville Tennessee, 37921; Provide Trading & Investment Product Services Under the Direction of Calton & Associates; 09/2017 - Present; 60 hours per month; 45 of which are during securities trading hours. 5) Legacy Tax, Inc. dba Legacy Tax & Wealth Management; Non-Investment related; 5321 Western Avenue, Knoxville, TN 37921; Tax preparation, bookkeeping, payroll, and related accounting services. Owner/Sole Proprietor; Start Date: 9/15/2025; Hours/month: 60; Hours/month during securities trading hours: 50; Duties: Accounting and tax compliance support. 6) Legacy Wealth Advisors, Inc dba Legacy Tax & Wealth Management; Investment related; 5321 Western Avenue, Knoxville, TN 37921; Provide Investment Advisory and financial planning services; Owner/Sole Proprietor; Start Date: 9/15/2025; Hours/month: 92; Hours/month during securities trading hours: 82; Duties: Develop financial and retirement plans, manage investment portfolios, offer wealth management strategies and provide integrated tax planning in connection with investment decisions. 7) IAMS Wealth Management; Investment related; Address: 18881 West Dodge Rd, Ste 180E, Elkhorn, NE 68022; Nature of Business: Registered Investment Adviser; Position/Title/Relationship: Investment Advisor Representative; Start Date: 9/29/2025; Hours/month: 92; Hours/month during securities trading hours: 82; Duties: Investment advisory services.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Seth Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2025 - Present
IAMS WEALTH MANAGEMENT, LLC
Office #1: 5321 Western Ave., Knoxville, TN 37921RIA
CRD#: 286085
Knoxville, TN
Current
September 20, 2017 - Present
CALTON & ASSOCIATES, INC.
Office #1: 5321 Western Ave, Knoxville, TN 37921RIA
BD
CRD#: 20999
Knoxville, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IAMS WEALTH MANAGEMENT, LLC
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
RIA
Registered Investment Advisory firm - (1/9/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/4/2021)
RR
Georgia(5/20/2019)
RR
North Carolina(6/30/2025)
RR
Tennessee(10/13/2017)
IAR
Tennessee(9/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IAMS WEALTH MANAGEMENT, LLC
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
RIA
Registered Investment Advisory firm - (1/9/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18881 West Dodge Road Suite 180e, Omaha, NE 68022
Mailing Address
Phone number
(888) 255-7670
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,104 |
| AUM (Assets Under Management) | $ 343,012,390 |
Red Flags
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