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Matthew Eldon Dustin

SOUTHSTATE SECURITIES
Rockwall, TX
·CRD# 6191220·13 years experience

Professional Summary

Matthew Eldon Dustin is a registered financial advisor currently at SOUTHSTATE SECURITIES CORP. located in Rockwall, Texas. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2013. Matthew has worked at 3 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 79TO, SIE, Series 50, Series 79, Series 52, Series 7, Series 53 and Series 54 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

SOUTHSTATE SECURITIES CORP.·CRD# 6950
BD
1. 2850 Shoreline Trail Suite 302, Rockwall, TX 750322. 9 Greenway Plaza Suite 3120, Houston, TX 77046
September 7, 2023 - Present
THE BAKER GROUP, LP·CRD# 7888
BD
Houston, TX
February 10, 2022 - April 19, 2023
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
Houston, TX
June 3, 2013 - February 28, 2020

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Current Firm

SS
SOUTHSTATE SECURITIES CORP.

A. DUNCAN WILLIAMS, INC. | SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. | SOUTHSTATE SECURITIES CORP. | DUNCAN-WILLIAMS, INC. | DUNCAN-WILLIAMS WEALTH MANAGEMENT GROUP

CRD#: 6950 / SEC#: 801-68820, 8-18971
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424

Mailing Address

6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424

Phone Number

(901) 260-6800

Established

Tennessee since 03/31/1969

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SOUTHSTATE BANK, NATIONAL ASSOCIATIONOWNER—
BONONNO, JOSEPH KEMPCHIEF FINANCIAL OFFICER7437632
CHERRY, JAMES CROWELLCHIEF COMPLIANCE OFFICER2870353
HODGES, STUART LEESVP, PRESIDENT7370566
HOWARD, HEATHER DIANECORPORATE SECRETARY/COMPLIANCE OFFICER4349745
TUCKER, KIMBERLY SHAYOPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER7370391

Disclosures

Regulatory Event

9

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(4/28/2025)
RR
Florida
(9/18/2023)
RR
Illinois
(10/18/2023)
RR
Indiana
(4/28/2025)
RR
Mississippi
(2/11/2026)
RR
Tennessee
(9/13/2023)
RR
Texas
(9/8/2023)
RR
Wisconsin
(2/11/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2013About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Feb 2016About the Series 50 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jan 2014About the Series 79 exam

Series 52 — Municipal Securities Representative Examination

Passed Jul 2013About the Series 52 exam

Series 7 — General Securities Representative Examination

Passed May 2013About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 2023About the Series 53 exam

Series 54 — Municipal Advisor Principal Qualification Examination

Passed Feb 2021About the Series 54 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Eldon Dustin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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