Patrick W. Carmichael

STRATEGIC WEALTH INVESTMENTS

Knoxville, TN 37923

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CRD#: 6190928

Professional summary

Patrick Warren Carmichael is a registered financial advisor currently at STRATEGIC WEALTH INVESTMENTS, LLC located in Knoxville, Tennessee.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Patrick has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STRATEGIC WEALTH MANAGEMENT; INVESTMENT RELATED; KNOXVILLE, TN; INSURANCE PRODUCTS SALES AND SERVICES; PRESIDENT/INSURANCE AGENT; MARCH 2014; APPROXIMATELY 40% OF MR. CARMICHAEL'S TIME IS SPENT IN THIS CAPACITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Warren Carmichael's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2019 - Present

STRATEGIC WEALTH INVESTMENTS, LLC

Office #1: 338 Ebenzer Road, Knoxville, TN 37923

RIA

CRD#: 299392

Knoxville, TN

Past

June 3, 2015 - January 25, 2019

WEALTH AND RETIREMENT INVESTMENTS, INC.

RIA

CRD#: 174332

KNOXVILLE, TN

Past

May 2, 2013 - May 21, 2015

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(2/6/2019)

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Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2013

Uniform Investment Adviser Law Examination

Current Firm

STRATEGIC WEALTH INVESTMENTS, LLC

CRD#: 299392 / SEC#:

Tennessee

Registered Investment Advisory firm - (2/5/2019 Approved)

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Contact information

Main Address

338 Ebenzer Road, Knoxville, TN 37923

Mailing Address

Phone number

(865) 770-4151

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 7,359,488

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick W. Carmichael

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Warren Carmichael's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC WEALTH INVESTMENTS, LLC

WEALTH AND RETIREMENT INVESTMENTS, INC.

HORTER INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2013

Current Firm

STRATEGIC WEALTH INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH INVESTMENTS, LLC

TRUST BUT VERIFY

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