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PS

Preston B. Smith

MARINER WEALTH
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 6190640
PS

Professional summary

Preston Blair Smith, who also goes by Preston Smith, is a registered financial advisor currently at MARINER WEALTH located in Overland Park, Kansas.

Preston is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Preston has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Preston Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Preston Blair Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 27, 2025 - Present

MARINER WEALTH

Office #1: 5700 W 112th Street Suite 500, Overland Park, KS 66211
RIA
CRD#: 289886
Overland Park, KS
Past

February 2, 2022 - June 20, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Tulsa, OK
Past

February 2, 2022 - June 20, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Tulsa, OK
Past

November 19, 2013 - February 24, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Shreveport, LA
Past

November 19, 2013 - February 24, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Shreveport, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MARINER WEALTH
MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA
Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(6/27/2025)
IAR
Oklahoma
(6/27/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/18/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/19/2013
General Securities Representative Examination

Current Firm

MW
MARINER WEALTH
MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA
Registered Investment Advisory firm - (10/6/2017 Approved)
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Contact information

Main Address
5700 W. 112th St Suite 500, Overland Park, KS 66211
Mailing Address
Phone number
(913) 904-5700
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

MWA-IC FORM ADV PART 2A (3/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARINER WEALTH

CRD#: 289886Overland Park, KS 66211

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