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Kyle J Bramble

CRD# 6190577·Registered 2016 - 2023
Previously Registered: Being a previously registered professional could mean that Kyle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kyle J Bramble was a registered financial advisor. Kyle was a previously registered financial professional and started their career in finance 2016 - 2023. Kyle had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

FTP SECURITIES LLC·CRD# 129356
BD
San Francisco, CA
March 20, 2022 - January 4, 2023
PUTNAM INVESTMENT MANAGEMENT, LLC·CRD# 106629
RIA
Boston, MA
January 30, 2017 - January 7, 2022
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Boston, MA
November 14, 2016 - January 7, 2022

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Current Firm

FS
FTP SECURITIES LLC

FTP SECURITIES LLC

CRD#: 129356 / SEC#: 8-66218
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

100 California Street 7th Floor, San Francisco, CA 94111

Mailing Address

100 California Street 7th Floor, San Francisco, CA 94111

Phone Number

(415) 512-8700

Established

Delaware since 06/05/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FINANCIAL TECHNOLOGY PARTNERS LPSOLE MEMBER—
ALLEN, DAN LOWELL JR.GENERAL COUNSEL & CCO7025803
KOIKE, SAORIFINOP5605898
MCLAUGHLIN, STEVEN JOSEPHMANAGING PARTNER AND CEO2649480

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2017About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2016About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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