Nicholas B. Geymann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Brett Geymann, who also goes by Nick Geymann, Nicholas Geymann, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2015. Nicholas had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2018 - December 21, 2019
TD AMERITRADE, INC.
April 5, 2018 - December 21, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 5, 2018 - December 21, 2019
TD AMERITRADE, INC.
May 5, 2016 - March 28, 2018
CAPITAL ONE ADVISORS, LLC
May 5, 2016 - March 28, 2018
CAPITAL ONE INVESTING, LLC
April 17, 2015 - January 27, 2016
EDWARD JONES
February 25, 2015 - January 27, 2016
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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