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Davide De Micco

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CRD#: 6190396
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Davide De Micco was a registered financial professional .

Davide is a previously registered financial professional and started their career in finance in 2015. Davide had worked at 1 firm and has passed the Series 65 and Series 3 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Davide De Micco is now registered with a Commodity Trading Advisor. Appian Road LLC always acts in the best interest of the client and clients are in no way required to utilize the services of any representative of Appian Road LLC in such individual's outside capacities.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 27, 2015 - August 4, 2025

APPIAN ROAD LLC

RIA
CRD#: 167709
San Francisco, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/26/2012
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 7/15/2014
National Commodity Futures Examination

Current Firm


AR
APPIAN ROAD LLC
APPIAN ROAD LLC | APPIAN ROAD, LLC.

CRD#: 167709 / SEC#:

California
Registered Investment Advisory firm - (8/22/2025 Terminated)
Massachusetts
Registered Investment Advisory firm - (7/23/2025 Terminated)
New Jersey
Registered Investment Advisory firm - (11/6/2025 Terminated)
New York
Registered Investment Advisory firm - (5/30/2013 Approved)
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Contact information


Main Address
Chestnut Hill, MA
Mailing Address
Phone number
(215) 939-8626
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts23
AUM (Assets Under Management)$ 2,110,618

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


APPIAN ROAD LLC

CRD#: 167709

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