Roger R. Wall
Professional summary
Roger Rhodes Wall Jr, who also goes by Roger Rhodes Wall Jr., Rhodes Wall, Roger Rhodes Wall, is a registered financial professional currently at IMST DISTRIBUTORS, LLC located in Los Angeles, California.
Roger is registered as a RR (Registered Representative) and started their career in finance in 2017. Roger has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roger Rhodes Wall Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2023 - Present
IMST DISTRIBUTORS, LLC
Office #1: 11601 Wilshire Blvd 25th Floor, Los Angeles, CA 90025January 18, 2018 - April 26, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 8, 2017 - November 28, 2017
SIGNATURE ESTATE SECURITIES, LLC
June 29, 2017 - December 31, 2017
DELTA SECURITIES COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2023)
Exams
FINRA
Current Firm
IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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