Lantz A. Martin

NESTEGGS

Tampa, FL

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CRD#: 6190251

Professional summary

Lantz Allan Martin, CFP®, ChFC®, CLU® is a registered financial advisor currently at NESTEGGS, INC. located in Tampa, Florida.

Lantz is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Lantz has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

03/05/2024 - TAMPA PICKLEBALL PRO LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 02/01/2024 - 0 Hours Per Month/ During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lantz Allan Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

May 16, 2024 - Present

NESTEGGS, INC.

RIA

CRD#: 133507

Tampa, FL

Past

August 27, 2019 - May 29, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

TAMPA, FL

Past

July 11, 2019 - May 29, 2024

LPL FINANCIAL LLC

CRD#: 6413

TAMPA, FL

Past

July 18, 2014 - June 20, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Tampa, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NESTEGGS, INC.

NESTEGGS RETIREMENT PLAN SERVICES, INC. | NESTEGGS, INC.

CRD#: 133507 / SEC#: 801-63869

RIA

Registered Investment Advisory firm - (2/10/2005 Approved)

Florida

Registered Investment Advisory firm - (2/25/2005 Terminated)

Ohio

Registered Investment Advisory firm - (1/6/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/8/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/18/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NESTEGGS, INC.

NESTEGGS RETIREMENT PLAN SERVICES, INC. | NESTEGGS, INC.

CRD#: 133507 / SEC#: 801-63869

RIA

Registered Investment Advisory firm - (2/10/2005 Approved)

Florida

Registered Investment Advisory firm - (2/25/2005 Terminated)

Ohio

Registered Investment Advisory firm - (1/6/2024 Terminated)

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Contact information

Main Address

10407 Centurion Parkway North Suite 126, Jacksonville, FL 32256

Mailing Address

Phone number

(904) 348-3131

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NESTEGGS 2025 WRAP FEE PROGRAM BROCHURE FOR RETAIL CLIENTS (3/25/2025)

NESTEGGS 2025 FIRM BROCHURE FOR PLAN CLIENTS (3/25/2025)

Regulatory assets under management

Total Number of Accounts	608
AUM (Assets Under Management)	$ 724,718,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Lantz A. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lantz Allan Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

NESTEGGS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/8/2014

SIE

Date: 10/1/2018

Series 7

Date: 4/24/2015

Series 6

Date: 7/18/2014

Current Firm

NESTEGGS, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NESTEGGS, INC.

TRUST BUT VERIFY

Contact information

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