Michael Mcgrath

COUNTERPOINT FUNDS

Waltham, MA

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CRD#: 6190185

Professional summary

Michael Mcgrath, CFA is a registered financial advisor currently at COUNTERPOINT FUNDS located in Waltham, Massachusetts and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mcgrath's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

February 24, 2026 - Present

COUNTERPOINT FUNDS

RIA

CRD#: 172379

Waltham, MA

Current

February 25, 2021 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022

CRD#: 126159

Elkhorn, NE

Past

October 11, 2021 - January 13, 2026

COUNTERPOINT ASSET MANAGEMENT LLC

RIA

CRD#: 164291

Walpole, MA

Past

December 19, 2016 - October 2, 2020

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

BOSTON, MA

Past

December 19, 2016 - October 2, 2020

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

BOSTON, MA

Past

November 28, 2016 - December 23, 2016

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

Wellesley, MA

Past

November 28, 2016 - December 27, 2016

LPL FINANCIAL LLC

CRD#: 6413

WELLESLEY, MA

Past

April 3, 2015 - November 28, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WELLESLEY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COUNTERPOINT FUNDS

COUNTERPOINT FUNDS | COUNTERPOINT MUTUAL FUNDS, LLC | COUNTERPOINT FUNDS LLC

CRD#: 172379 / SEC#: 801-80197

RIA

Registered Investment Advisory firm - (9/15/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/22/2025)

IAR

California
(2/24/2026)

Massachusetts
(2/25/2021)

Nebraska
(7/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/14/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/3/2015

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

COUNTERPOINT FUNDS

COUNTERPOINT FUNDS | COUNTERPOINT MUTUAL FUNDS, LLC | COUNTERPOINT FUNDS LLC

CRD#: 172379 / SEC#: 801-80197

RIA

Registered Investment Advisory firm - (9/15/2014 Approved)

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Contact information

Main Address

12770 High Bluff Drive Suite 380, San Diego, CA 92130

Mailing Address

Phone number

(858) 771-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 A AND B COUNTERPOINT (9/12/2025)

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 2,634,655,794

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Mcgrath

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mcgrath's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

COUNTERPOINT ASSET MANAGEMENT LLC

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

COUNTERPOINT FUNDS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2016

Series 63

Date: 1/14/2016

SIE

Date: 10/1/2018

Series 7

Date: 7/1/2015

Series 6

Date: 4/3/2015

FINRA

Current Firm

COUNTERPOINT FUNDS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COUNTERPOINT FUNDS

TRUST BUT VERIFY

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