Jeffrey M. Theodosopoulos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Michael Theodosopoulos, who also goes by Jeffrey M Theodosopoulos, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2013. Jeffrey had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2020 - June 27, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 18, 2020 - June 23, 2022
FIDELITY BROKERAGE SERVICES LLC
July 13, 2018 - August 22, 2018
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 16, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
July 16, 2013 - July 31, 2018
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
