Daniel William Wolfson
Professional Summary
Daniel William Wolfson, who also goes by Dan Wolfson, is a registered financial advisor currently at WALTER KEENAN WEALTH MANAGEMENT located in South Bend, Indiana. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Daniel has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dan Wolfson
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
WALTER & KEENAN FINANCIAL CONSULTING CO | WALTER KEENAN WEALTH MANAGEMENT | WALTER & KEENAN WEALTH MANAGEMENT, LLC | WALTER & KEENAN FINANICAL CONSULTING CO
Contact Information
Main Address
202 S. Michigan St. Suite 910, South Bend, IN 46601Phone Number
(574) 287-5977# of Employees
7SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
479AUM (Assets Under Management)
$983,280,961Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2026 | Cover Page | Report |
| 08/21/2025 | Cover Page | Report |
| 08/27/2024 | Cover Page | Report |
| 10/12/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
WALTER & KEENAN FINANCIAL CONSULTING CO | WALTER KEENAN WEALTH MANAGEMENT | WALTER & KEENAN WEALTH MANAGEMENT, LLC | WALTER & KEENAN FINANICAL CONSULTING CO
State Registrations and Notice Filings
(3/2/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel William Wolfson's CRS (Customer Relationship Summary).
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