Irene C. Hecht

SNOW FINANCIAL MANAGEMENT

Encino, CA

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CRD#: 6188750

Professional summary

Irene Charlotte Hecht, who also goes by Irene Hecht, Irene Charlotte Miller, Irene Charlotte Pace, is a registered financial advisor currently at SNOW FINANCIAL MANAGEMENT, LLC located in Encino, California.

Irene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Irene has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Irene Hecht | Irene Charlotte Miller | Irene Charlotte Pace

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irene Charlotte Hecht's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2016 - Present

SNOW FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 131068

Encino, CA

Past

May 1, 2013 - June 30, 2014

BERSON MONEY MANAGEMENT

RIA

CRD#: 160631

WESTLAKE VILLAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SNOW FINANCIAL MANAGEMENT, LLC

MICHAEL SNOW D/B/A SNOW FINANCIAL MANAGEMENT | SNOW, MICHAEL | SNOW FINANCIAL MANAGEMENT, LLC | SNOW FINANCIAL MANAGEMENT | SNOW ASSET MANAGEMENT, LLC

CRD#: 131068 / SEC#: 801-63360

RIA

Registered Investment Advisory firm - (7/23/2004 Approved)

California

Registered Investment Advisory firm - (7/27/2004 Terminated)

New York

Registered Investment Advisory firm - (7/27/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2013

Uniform Investment Adviser Law Examination

Current Firm

SNOW FINANCIAL MANAGEMENT, LLC

MICHAEL SNOW D/B/A SNOW FINANCIAL MANAGEMENT | SNOW, MICHAEL | SNOW FINANCIAL MANAGEMENT, LLC | SNOW FINANCIAL MANAGEMENT | SNOW ASSET MANAGEMENT, LLC

CRD#: 131068 / SEC#: 801-63360

RIA

Registered Investment Advisory firm - (7/23/2004 Approved)

California

Registered Investment Advisory firm - (7/27/2004 Terminated)

New York

Registered Investment Advisory firm - (7/27/2004 Terminated)

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Contact information

Main Address

Watermill, NY

Mailing Address

Phone number

(631) 537-5033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SFM FORM ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	148
AUM (Assets Under Management)	$ 98,616,898

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Irene C. Hecht

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irene Charlotte Hecht's CRS (Customer Relationship Summary).

Certified licenses

Experience

SNOW FINANCIAL MANAGEMENT, LLC

BERSON MONEY MANAGEMENT

Primary Firm SEC Registration

SNOW FINANCIAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2013

Current Firm

SNOW FINANCIAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SNOW FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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