Clark G. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clark George Davis was a registered financial professional .
Clark is a previously registered financial professional and started their career in finance in 1968. Clark had worked at 6 firms and has passed the Series 65, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 1997 - April 12, 2023
SAINT LOUIS INVESTMENT ADVISORS INC
April 14, 1975 - March 26, 1992
JIM BECHERER & CO.
March 22, 1974 - July 7, 1974
WOODBURY FINANCIAL SERVICES, INC.
January 18, 1973 - March 9, 1974
MCNEIL SECURITIES CORPORATION
December 11, 1970 - March 5, 1973
BACHE & CO INCORPORATED
December 18, 1968 - January 21, 1971
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/16/1968
Registered Representative ExaminationSeries 00
Date: 6/16/1975
General Securities Principal ExaminationCurrent Firm
SAINT LOUIS INVESTMENT ADVISORS INC
CRD#: 107101 / SEC#: 801-25232
Contact information
Regulatory assets under management
| Total Number of Accounts | 242 |
| AUM (Assets Under Management) | $ 61,510,604 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
