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Joseph Frederick Rambow

CRD# 6188075·Registered 2017 - 2026
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Frederick Rambow, who also goes by Joseph F Rambow, Joe Rambow, Joey Rambow, Joseph Rambow, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 2017 - 2026. Joseph had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joseph F Rambow, Joe Rambow, Joey Rambow, Joseph Rambow

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

NEPTUNE WEALTH·CRD# 329160
RIA
Pittsburgh, PA
September 30, 2024 - October 2, 2026
PELICAN WEALTH ADVISORS, LLC·CRD# 153972
RIA
Bonita Springs, FL
December 21, 2022 - January 31, 2025
AIM WEALTH, LLC·CRD# 317241
RIA
Cape Coral, FL
April 19, 2022 - May 15, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Clearwater, FL
January 3, 2019 - April 12, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Clearwater, FL
January 2, 2019 - April 12, 2022
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
St. Petersburg, FL
July 25, 2018 - December 10, 2018
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
September 28, 2017 - December 10, 2018

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Current Firm

NW
NEPTUNE WEALTH

NEPTUNE ADVISORY SOLUTIONS LLC | NEPTUNE WEALTH | NEPTUNE ADVISORY, LLC

CRD#: 329160
Florida
Registered Investment Advisory firm - Florida (1/7/2025 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (9/30/2024 Approved)
Wisconsin
Registered Investment Advisory firm - Wisconsin (9/18/2025 Approved)

Contact Information

Main Address

190 Bilmar Dr. Suite 150, Pittsburgh, PA 15205

Phone Number

(239) 634-9295

# of Employees

5

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

189

AUM (Assets Under Management)

$35,543,521

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of outside business organization: AIM Wealth Realty, LLC Investment related (Y/N): Y Address of business: 488 NE 18th Street, Unit 2501 Miami, FL 33132 Nature of business: Real estate Title, association: Co-Owner Start date of relationship: 10/17/2022 Number of hours devoted: 4 Number of hours devoted during trading hours: 0 Duties: Passive owner, no active duties. Name of outside business organization: Neptune Technologies, LLC Investment related (Y/N): N Address of business: 15330 Ballast Point Dr. Fort Myers, FL 33908 Nature of business: Financial technologies services Title, association: CEO/Owner Start date of relationship: 07/2023 Number of hours devoted: 80 Number of hours devoted during trading hours: 80 Duties: software development. Name of outside business organization: Triton Tech Ventures Investment related (Y/N): N Address of business: Bonita Spring FL Nature of business: Holding company Title, association: CEO/Owner Start date of relationship: 11/2023 Number of hours devoted: 5 Number of hours devoted during trading hours: 0 Duties: Holding company Name of outside business organization: JFR Financial LLC Investment related (Y/N): N Address of business: Bonita Spring FL Nature of business: Holding company Title, association: CEO/Owner Start date of relationship: 01/2024 Number of hours devoted: 5 Number of hours devoted during trading hours: 0 Duties: Holding company Name of outside business organization: Sigma Nu Theta Alpha at University of South Florida Investment related (Y/N): N Address of business: Tampa FL Nature of business: Chapter Advisor Title, association: Chapter Advisor Start date of relationship: 01/2024 Number of hours devoted: 5 Number of hours devoted during trading hours: 0 Duties: Chapter Advisor Mr. Rambow is also a licensed insurance agent and in such capacity may recommend, on a fully- disclosed commission basis, the purchase of certain insurance products.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2018About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2017About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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