JR
Joseph F. Rambow
NEPTUNE WEALTH
PITTSBURGH, PA 15205
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CRD#: 6188075
JR
Professional summary
Joseph Frederick Rambow, who also goes by Joseph F Rambow, Joe Rambow, Joey Rambow, Joseph Rambow, is a registered financial advisor currently at NEPTUNE WEALTH located in Pittsburgh, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Joseph has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph F Rambow | Joe Rambow | Joey Rambow | Joseph Rambow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of outside business organization: AIM Wealth Realty, LLC Investment related (Y/N): Y Address of business: 488 NE 18th Street, Unit 2501 Miami, FL 33132 Nature of business: Real estate Title, association: Co-Owner Start date of relationship: 10/17/2022 Number of hours devoted: 4 Number of hours devoted during trading hours: 0 Duties: Passive owner, no active duties. Name of outside business organization: Neptune Technologies, LLC Investment related (Y/N): N Address of business: 15330 Ballast Point Dr. Fort Myers, FL 33908 Nature of business: Financial technologies services Title, association: CEO/Owner Start date of relationship: 07/2023 Number of hours devoted: 80 Number of hours devoted during trading hours: 80 Duties: software development. Name of outside business organization: Triton Tech Ventures Investment related (Y/N): N Address of business: Bonita Spring FL Nature of business: Holding company Title, association: CEO/Owner Start date of relationship: 11/2023 Number of hours devoted: 5 Number of hours devoted during trading hours: 0 Duties: Holding company Name of outside business organization: JFR Financial LLC Investment related (Y/N): N Address of business: Bonita Spring FL Nature of business: Holding company Title, association: CEO/Owner Start date of relationship: 01/2024 Number of hours devoted: 5 Number of hours devoted during trading hours: 0 Duties: Holding company Name of outside business organization: Sigma Nu Theta Alpha at University of South Florida Investment related (Y/N): N Address of business: Tampa FL Nature of business: Chapter Advisor Title, association: Chapter Advisor Start date of relationship: 01/2024 Number of hours devoted: 5 Number of hours devoted during trading hours: 0 Duties: Chapter Advisor Mr. Rambow is also a licensed insurance agent and in such capacity may recommend, on a fully- disclosed commission basis, the purchase of certain insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Frederick Rambow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2024 - Present
NEPTUNE WEALTH
Office #1: 190 Bilmar Dr. Suite 150, Pittsburgh, PA 15205RIA
CRD#: 329160
PITTSBURGH, PA
Past
December 21, 2022 - January 31, 2025
PELICAN WEALTH ADVISORS, LLC
RIA
CRD#: 153972
BONITA SPRINGS, FL
Past
April 19, 2022 - May 15, 2023
AIM WEALTH, LLC
RIA
CRD#: 317241
CAPE CORAL, FL
Past
January 3, 2019 - April 12, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CLEARWATER, FL
Past
January 2, 2019 - April 12, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CLEARWATER, FL
Past
July 25, 2018 - December 10, 2018
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
ST. PETERSBURG, FL
Past
September 28, 2017 - December 10, 2018
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/7/2025)
IAR
Pennsylvania(9/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NW
NEPTUNE WEALTH
NEPTUNE ADVISORY SOLUTIONS LLC | NEPTUNE WEALTH | NEPTUNE ADVISORY, LLC
CRD#: 329160 / SEC#:
Florida
Registered Investment Advisory firm - (1/7/2025 Approved)Pennsylvania
Registered Investment Advisory firm - (9/30/2024 Approved)Wisconsin
Registered Investment Advisory firm - (9/18/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
190 Bilmar Dr. Suite 150, Pittsburgh, PA 15205
Mailing Address
Phone number
(239) 634-9295
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 755,692 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
