Gregory W. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory William Anderson was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2013. Gregory had worked at 1 firm and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2013 - May 21, 2015
WESTPAC CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
WESTPAC CAPITAL MARKETS LLC
CRD#: 164763 / SEC#: , 8-69113
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESTPAC CAPITAL MARKETS HOLDING CORPORATION | MEMBER | |
| BROWN, STUART JOHN | BOARD MEMBER | 7382811 |
| GLYNN, MICHAEL GERARD | CHIEF FINANCIAL OFFICER | 3219445 |
| GORMAN, DENNIS | ELECTED MEMBER | 6089133 |
| LOGAN-POWELL, JACQUELINE KATE | ELECTED MEMBER | 7847135 |
| MASOR, JEFFREY LAWRENCE | AML OFFICER | 6500490 |
| PORTES, SUSAN LIFSEY | CHIEF COMPLIANCE OFFICER | 1925615 |
| VAN DER GRIEND, MARK | CEO, ELECTED MEMBER | 2319152 |
Red Flags
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