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JM

Joseph J. Migdol

TOTAL WEALTH SERVICES
WESTLAKE VILLAGE, CA 91362
Some features on this profile are disabled
CRD#: 6187602
JM

Professional summary

Joseph Jordan Migdol, who also goes by J Migdol, Joe J Migdol, Joe Jordan Migdol, Joe Migdol, Joseph Jordan Migdol, Joseph J Migdol, Joseph Migdol, is a registered financial advisor currently at TOTAL WEALTH SERVICES, LLC located in Westlake Village, California.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Joseph has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

J Migdol | Joe J Migdol | Joe Jordan Migdol | Joe Migdol | Joseph Jordan Migdol | Joseph J Migdol | Joseph Migdol

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Jordan Migdol's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 8, 2025 - Present

TOTAL WEALTH SERVICES, LLC

Office #1: 4165 E Thousand Oaks Blvd #355, Westlake Village, CA 91362
RIA
CRD#: 331833
WESTLAKE VILLAGE, CA
Past

March 6, 2023 - April 10, 2025

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
Woodland Hills, CA
Past

March 6, 2023 - April 10, 2025

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Woodland Hills, CA
Past

July 25, 2017 - March 7, 2023

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
WESTLAKE VILLAGE, CA
Past

May 27, 2013 - March 7, 2023

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
WESTLAKE VILLAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TOTAL WEALTH SERVICES, LLC
TOTAL WEALTH INVESTMENTS, LLC | TOTAL WEALTH SERVICES, LLC

CRD#: 331833 / SEC#: 801-130563

RIA
Registered Investment Advisory firm - (6/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/8/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/20/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/6/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/24/2013
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TW
TOTAL WEALTH SERVICES, LLC
TOTAL WEALTH INVESTMENTS, LLC | TOTAL WEALTH SERVICES, LLC

CRD#: 331833 / SEC#: 801-130563

RIA
Registered Investment Advisory firm - (6/27/2024 Approved)
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Contact information

Main Address
4165 E Thousand Oaks Blvd #355, Westlake Village, CA 91362
Mailing Address
Phone number
(818) 309-3071
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TOTAL WEALTH SERVICES, LLC DISCLOSURE BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts247
AUM (Assets Under Management)$ 121,228,920

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOTAL WEALTH SERVICES, LLC

CRD#: 331833Westlake Village, CA 91362

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