Daniel W. Becker

STOKES FAMILY OFFICE LLC

Dallas, TX 75225

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CRD#: 6187447

Professional summary

Daniel Wayne Becker, CFP® is a registered financial advisor currently at STOKES FAMILY OFFICE LLC located in Dallas, Texas.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Daniel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Independent Insurance Agent, Start Date: 02/01/2016, Dallas, TX; Sole Proprietor, Insurance Agent, Agent, Develop solutions with insurance for clients and provide through appointed insurance companies, Investment Related, 4 Hours per month, Less than 1 Hour per day during trading hours. 2. Becker Strata Holdings LLC; not investment-related; Dallas, TX; holding company; Manager; started 01/2022; zero hours per month; no duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wayne Becker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 29, 2025 - Present

STOKES FAMILY OFFICE LLC

Office #1: 5960 Berkshire Ln Suite 1150, Dallas, TX 75225

RIA

CRD#: 300899

Dallas, TX

Past

October 16, 2020 - September 5, 2025

STRATA WEALTH ADVISORS, LLC

RIA

CRD#: 285973

DALLAS, TX

Past

October 16, 2020 - June 30, 2023

MUTUAL SECURITIES, INC.

CRD#: 13092

Dallas, TX

Past

January 9, 2014 - October 19, 2020

OSAIC FA, INC.

RIA

CRD#: 3978

ADDISON, TX

Past

December 16, 2013 - October 19, 2020

OSAIC FA, INC.

CRD#: 3978

ADDISON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STOKES FAMILY OFFICE LLC

STOKES FAMILY OFFICE LLC | STOKES INVESTMENT PARTNERS, LLC | STOKES INSTITUTIONAL

CRD#: 300899 / SEC#: 801-115261

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/5/2025)

IAR

Texas
(8/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/6/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/2013

General Securities Representative Examination

Current Firm

STOKES FAMILY OFFICE LLC

STOKES FAMILY OFFICE LLC | STOKES INVESTMENT PARTNERS, LLC | STOKES INSTITUTIONAL

CRD#: 300899 / SEC#: 801-115261

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

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Contact information

Main Address

1100 Poydras St Ste. 2775, New Orleans, LA 70163

Mailing Address

Phone number

(504) 399-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-10-20 STOKES FAMILY OFFICE FORM ADV PART 2A (10/20/2025)

Regulatory assets under management

Total Number of Accounts	2,052
AUM (Assets Under Management)	$ 2,475,148,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel W. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wayne Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATA WEALTH ADVISORS, LLC

MUTUAL SECURITIES, INC.

OSAIC FA, INC.

OSAIC FA, INC.

Primary Firm SEC Registration

STOKES FAMILY OFFICE LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/6/2014

SIE

Date: 10/1/2018

Series 7

Date: 12/16/2013

Current Firm

STOKES FAMILY OFFICE LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STOKES FAMILY OFFICE LLC

TRUST BUT VERIFY

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