Christian G. Llerena
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Giovanni Llerena, who also goes by Christian Llerena, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 2014. Christian had worked at 4 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2023 - September 12, 2024
VICTORY CAPITAL SERVICES, INC.
March 9, 2020 - September 2, 2020
CHARLES SCHWAB & CO., INC.
March 9, 2020 - September 2, 2020
CHARLES SCHWAB & CO., INC.
May 1, 2018 - February 20, 2020
J.P. MORGAN SECURITIES LLC
May 1, 2018 - February 20, 2020
J.P. MORGAN SECURITIES LLC
December 10, 2014 - March 21, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 2014 - March 21, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/18/2023
General Securities Representative ExaminationCurrent Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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