Cory M. Fazioli
Professional summary
Cory Matthew Fazioli, who also goes by Cory Fazioli, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in New York, New York.
Cory is registered as a RR (Registered Representative) and started their career in finance in 2013. Cory has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cory Matthew Fazioli's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2013 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 104 5th Avenue Floor 9, New York, NY 10011-6901June 20, 2013 - July 23, 2013
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2025)
(3/4/2016)
(10/26/2013)
(9/21/2021)
(10/26/2013)
(10/21/2013)
(3/20/2025)
(3/20/2025)
(3/4/2016)
(3/4/2016)
(9/21/2021)
(9/21/2021)
(3/20/2025)
(9/21/2021)
(3/18/2024)
(9/21/2021)
(9/21/2021)
(9/21/2021)
(9/21/2021)
(3/4/2016)
(9/21/2021)
(10/26/2013)
(10/26/2013)
(1/3/2017)
(7/21/2020)
(9/21/2021)
(10/26/2013)
(7/21/2020)
(3/20/2025)
(3/19/2024)
(10/26/2013)
(10/26/2013)
(9/21/2021)
(3/4/2016)
Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
