Frederick A. Cucciniello
Professional summary
Frederick A Cucciniello, who also goes by Frederick Alan Cucciniello, Fred Cucciniello, is a registered financial professional currently at STANDARD CHARTERED SECURITIES NORTH AMERICA LLC located in New York, New York.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 2015. Frederick has worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick A Cucciniello's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2026 - Present
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
Office #1: 1095 Avenue Of The Americas, New York, NY 10036November 10, 2021 - April 1, 2026
HSBC SECURITIES (USA) INC.
March 13, 2019 - April 21, 2020
E*TRADE SECURITIES LLC
February 9, 2018 - May 3, 2018
MML INVESTORS SERVICES, LLC
February 17, 2016 - December 26, 2017
RBC CAPITAL MARKETS, LLC
August 3, 2015 - March 5, 2016
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2026)
(4/24/2026)
(4/24/2026)
Exams
FINRA
Current Firm
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
CRD#: 130847 / SEC#: , 8-66397
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANDARD CHARTERED HOLDINGS INC. | OWNER | |
| DEFILIPPO, MANDY J | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 7184614 |
| HAUSCHILD, AUGUST DANIEL | ANTI MONEY LAUNDERING COMPLIANCE OFFICER | 4287421 |
| JONES, PAUL FAULKNER | CHIEF RISK OFFICER | 7630280 |
| NIELSEN, PETER | FINANCIAL AND OPERATIONS PRINCIPAL | 1072259 |
| PAULIC, JACINTA | CHIEF COMPLIANCE OFFICER, HEAD, CFCC ADVISORY FM AMERICAS | 5823367 |
Red Flags
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