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KS

Karolina Stoioff

303 ALTERNATIVES
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 6187328
KS

Professional summary

Karolina Stoioff, who also goes by Karolina Klarowicz, is a registered financial professional currently at 303 ALTERNATIVES, LLC located in Chicago, Illinois.

Karolina is registered as a RR (Registered Representative) and started their career in finance in 2015. Karolina has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Karolina Klarowicz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Karolina Stoioff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2017 - Present

303 ALTERNATIVES, LLC

Office #1: 401 West Superior Street, Chicago, IL 60654
BD
CRD#: 166675
Chicago, IL
Past

July 5, 2016 - December 19, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHICAGO, IL
Past

May 3, 2016 - December 19, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHICAGO, IL
Past

March 17, 2016 - May 4, 2016

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

November 4, 2015 - April 11, 2016

UBS SECURITIES LLC

BD
CRD#: 7654
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/18/2017)
RR
Illinois
(1/24/2017)
RR
New York
(3/15/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/1/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/4/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

3A
303 ALTERNATIVES, LLC
303 ALTERNATIVES, LLC | 303 CAPITAL MARKETS, LLC

CRD#: 166675 / SEC#: , 8-69225

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
401 West Superior Street, Chicago, IL 60654
Mailing Address
401 West Superior Street, Chicago, IL 60654
Phone number
(312) 605-8000
Established
Delaware since 10/23/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAMILTON LANE PARTNERS LLCMEMBER
SAVINI, MICHAEL PATRICKMANAGING PRINCIPAL5117892
THOMPSON, STANLEY JOHN IIIMANAGING PRINCIPAL & CCO2455853
URBANOWSKI, JAMES FRANCISCFO1963215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

303 ALTERNATIVES, LLC

CRD#: 166675Chicago, IL 60654

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