Filippo Grimaldi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Filippo Grimaldi was a registered financial professional .
Filippo is a previously registered financial professional and started their career in finance in 2013. Filippo had worked at 2 firms and has passed the SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2016 - August 20, 2018
EG MARKET TECHNOLOGIES LLC
May 16, 2013 - June 24, 2015
GTS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 56
Date: 5/15/2013
Proprietary Trader Qualification ExaminationCurrent Firm
EG MARKET TECHNOLOGIES LLC
CRD#: 174487 / SEC#: , 8-69574
Contact information
Documents
Red Flags
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