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JN

James R. Nail

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CRD#: 6186896
JN

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Rudolf Nail, who also goes by James R Nail, James Rudolph Nail, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2014. James had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


James R Nail | James Rudolph Nail

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 14, 2015 - March 31, 2020

INTEGRA FINANCE LLC

RIA
CRD#: 175121
ALEXANDRIA, VA
Past

January 23, 2015 - August 19, 2015

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
CLAYMONT, DE
Past

April 3, 2014 - December 4, 2014

BEDMINSTER FINANCIAL GROUP, LIMITED

BD
CRD#: 39916
HOLICONG, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/14/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


IF
INTEGRA FINANCE LLC
AISA INVESTMENT ADVISERS LLC | INTEGRA FINANCE LLC | AMERICAN INTERNATIONAL SYNDICATION AFFILIATES, LLC

CRD#: 175121 / SEC#:

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Contact information


Main Address
Louisville, KY
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTEGRA FINANCE LLC

CRD#: 175121

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