Kyle S. Berg
AFFIANCE FINANCIAL LLC
St. Louis Park, MN 55426
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CRD#: 6186536
Professional summary
Kyle Scott Berg, CFP®, who also goes by Kyle Berg, is a registered financial advisor currently at AFFIANCE FINANCIAL LLC located in St. Louis Park, Minnesota and PRIVATE CLIENT SERVICES, LLC located in St. Louis Park, Minnesota.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Kyle has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyle Berg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCESTART DATE: 11/2014 APROX NUMBER OF HOURS PER WEEK: VARIES APROX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2. RUTHERFORD PTA. 115 RUTHERFORD ROAD, STILLWATER, MN 55082. VOLUNTEER. 5 HRS/MO; 0 DURING TRADING HRS. NOT INVESTMENT RELATED. 3. STILL WATER AREA LACROSSE ASSOCIATION. PO BOX 602, STILLWATER, MN 55082. YOUTH COACHING. BOYS YOUTH LACROSSE COACH. 24 HRS/MO; 0 DURING TRADING HRS. NOT INVESTMETN RELATED. 2. NAME OF OTHER BUSINESS: AFFIANCE FINANCIAL, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICE START DATE: 10/2014 APROX NUMBER OF HOURS PER WEEK: 40 APROX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. WARBERG CAPITAL, LLC. 121 RUTHERFORD ROAD, STILLWATER, MN 55082. WARBERG CAPITAL LLC IS THE HOLDING COMPANY FOR MR. BERG'S OWNERSHIP INTEREST IN AFFIANCE FINANCIAL LLC. DIRECT OWNER. 1 HR/MO; 0 DURING TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Scott Berg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 4, 2015 - Present
AFFIANCE FINANCIAL LLC
Office #1: 600 Highway 169 South Suite 1750, St. Louis Park, MN 55426Office #2: 600 Highway 169 S., #1750, St. Louis Park, MN 55426RIA
CRD#: 113200
St. Louis Park, MN
Current
July 10, 2019 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 600 Highway 169 South, St. Louis Park, MN 55426RIA
BD
CRD#: 120222
St. Louis Park, MN
Current
May 15, 2017 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 600 Highway 169 South, St. Louis Park, MN 55426RIA
BD
CRD#: 120222
St. Louis Park, MN
Past
April 29, 2015 - May 17, 2017
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ST LOUIS PARK, MN
Past
November 10, 2014 - May 17, 2017
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ST LOUIS PARK, MN
Past
January 21, 2014 - October 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MINNEAPOLIS, MN
Past
June 5, 2013 - October 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AFFIANCE FINANCIAL LLC
AFFIANCE FINANCIAL | AFFIANCE FINANCIAL, LLC | AFFIANCE FINANCIAL LLC
CRD#: 113200 / SEC#: 801-78208
RIA
Registered Investment Advisory firm - (6/17/2013 Approved)Minnesota
Registered Investment Advisory firm - (6/24/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/15/2017)
RR
California(5/15/2017)
RR
Colorado(5/15/2017)
RR
Connecticut(5/15/2017)
RR
Florida(5/15/2017)
RR
Illinois(5/15/2017)
RR
Massachusetts(5/15/2017)
RR
Michigan(5/15/2017)
IAR
Minnesota(6/4/2015)
RR
Minnesota(5/15/2017)
RR
Nebraska(5/15/2017)
RR
New York(5/15/2017)
RR
North Carolina(5/15/2017)
RR
North Dakota(1/2/2020)
RR
Ohio(5/15/2017)
RR
Oregon(5/15/2017)
RR
Pennsylvania(5/15/2017)
RR
South Dakota(1/2/2020)
RR
Texas(5/15/2017)
RR
Washington(5/15/2017)
RR
Wisconsin(5/15/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
AFFIANCE FINANCIAL LLC
AFFIANCE FINANCIAL | AFFIANCE FINANCIAL, LLC | AFFIANCE FINANCIAL LLC
CRD#: 113200 / SEC#: 801-78208
RIA
Registered Investment Advisory firm - (6/17/2013 Approved)Minnesota
Registered Investment Advisory firm - (6/24/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 Highway 169 South Suite 1750, St. Louis Park, MN 55426
Mailing Address
Phone number
(952) 544-9818
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,799 |
| AUM (Assets Under Management) | $ 1,145,705,199 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
