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Michael Ryan Modica

PINE VALLEY INVESTMENTS
WILLIAMSTOWN, NJ
·CRD# 6186360·13 years experience

Professional Summary

Michael Ryan Modica, who also goes by Mike Modica, is a registered financial advisor currently at PINE VALLEY INVESTMENTS located in Williamstown, New Jersey. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Modica

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

PINE VALLEY INVESTMENTS·CRD# 173995
RIA
Williamstown, NJ
August 5, 2015 - Present
FORESTERS EQUITY SERVICES, INC.·CRD# 18464
RIA
Turnersville, NJ
August 13, 2014 - July 10, 2015
FORESTERS EQUITY SERVICES, INC.·CRD# 18464
BD
Turnersville, NJ
August 12, 2014 - July 10, 2015
MONTICELLO INVESTMENT SERVICES, INC.·CRD# 140851
RIA
Turnersville, NJ
November 13, 2013 - August 1, 2014
MIDAMERICA FINANCIAL SERVICES, INC.·CRD# 47351
BD
Turnersville, NJ
June 18, 2013 - August 1, 2014

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Current Firm

PV
PINE VALLEY INVESTMENTS

MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS

CRD#: 173995 / SEC#: 801-80742
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)

Contact Information

Main Address

10 E. Stow Rd. Suite 200, Marlton, NJ 08053

Phone Number

(856) 334-8260

# of Employees

37

SEC notice filing (23 States and Territories)

Registered to provide investment advisory services in 23 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- PINE VALLEY INVESTMENTS (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

5,785

AUM (Assets Under Management)

$2,674,263,421

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PV Capital LLC / Investment-related / 10 E Stow Rd, Suite 200, Marlton, NJ 08053 / PV Capital LLC is the General Partner and Manager of the PV Opportunity Fund Series I / Managing Member / As a managing member, Mr. Modica is responsible for investment due diligence and high-level portfolio management. His involvement averages 5-10 hours per week. His duties include being directly involved in fund operations including overseeing the fund administrator and coordinating with independent auditors to ensure financial accuracy and regulatory compliance. Pine Valley Planning LLC / Investment-related / 10 E Stow Rd, Suite 200, Marlton, NJ 08053 / Pine Valley Planning LLC is an agency which offers insurance solutions (Life DI and LTC) as part of comprehensive financial planning / As a Partner, Mr. Modica provides strategic oversight and risk management consulting with his involvement is limited to approximately 5 hours per week primarily focused on high-level management and client strategy. Magerian Fund GP / Investment-related / Magerian Fund GP is the General Partner and Manager of the Magarian Fund LP / Managing Member / As a managing member, Mr. Modica is responsible for the fund's operational and fiduciary governance specifically overseeing the fund administrator and coordinating the annual independent audit. His involvement averages 5-10 hours per week. His duties include managing internal controls and partnership administration distinct from primary portfolio management.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PV
PINE VALLEY INVESTMENTS

MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS

CRD#: 173995 / SEC#: 801-80742
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New Jersey
(8/5/2015)
IAR
Texas
(10/17/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2013About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2013About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Ryan Modica's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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