DS
David M. Stryzewski
SPG ADVISORS LLC
Kirkland, WA 98034
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CRD#: 6186251
DS
Professional summary
David Mark Stryzewski is a registered financial advisor currently at SPG ADVISORS LLC located in Kirkland, Washington.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Stryzewski is the owner of Sound Tax Planning LLC; a tax planning firm which employs CPA's and attorneys to assist in the formulation of various tax and legal documents. Approximately 10% of his time is spent in this capacity.
Mr. Stryzewski is an insurance agent with Sound Planning Group and spends approximately 40% of his time in this capacity.
Lastly, Mr. Stryzewski also acts as a National Mentor, Educator and Trainer for Simplicity Financial Marketing Inc. providing financial education and marketing training to advisors around the country. Less than 5% of his time is spent in this capacity.
CRS (Client Relationship Summary) - RIA
Click below to view David Mark Stryzewski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2016 - Present
SPG ADVISORS LLC
Office #1: 11411 Ne 124th St Suite 255, Kirkland, WA 98034RIA
CRD#: 284496
Kirkland, WA
Past
August 5, 2015 - July 5, 2016
SYNERGY ASSET MANAGEMENT, LLC
RIA
CRD#: 117201
KIRKLAND, WA
Past
July 2, 2014 - November 3, 2015
REDHAWK WEALTH ADVISORS, INC.
RIA
CRD#: 146616
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SPG ADVISORS LLC
SPG ADVISORS LLC
CRD#: 284496 / SEC#: 801-118756
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)Idaho
Registered Investment Advisory firm - (6/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/1/2020 Terminated)Washington
Registered Investment Advisory firm - (11/18/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/25/2019)
IAR
Washington(7/27/2016)
Current Firm
SA
SPG ADVISORS LLC
SPG ADVISORS LLC
CRD#: 284496 / SEC#: 801-118756
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)Idaho
Registered Investment Advisory firm - (6/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/1/2020 Terminated)Washington
Registered Investment Advisory firm - (11/18/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11411 Ne 124th St Suite 255, Kirkland, WA 98034
Mailing Address
Phone number
(425) 821-9442
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,177 |
| AUM (Assets Under Management) | $ 462,797,495 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
