Neal P. Coleman

KLCM ADVISORS

Milwaukee, WI 53202

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CRD#: 6186228

Professional summary

Neal Patrick Coleman is a registered financial advisor currently at KLCM ADVISORS, INC. located in Milwaukee, Wisconsin.

Neal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Neal has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Patrick Coleman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2022 - Present

KLCM ADVISORS, INC.

Office #1: 330 E Kilbourn Avenue Suite 1180, Milwaukee, WI 53202

RIA

CRD#: 107847

Milwaukee, WI

Past

August 6, 2013 - November 2, 2021

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KLCM ADVISORS, INC.

KITZINGER LAUTMANN CAPITAL MANAGEMENT INC | KLCM ADVISORS, INC.

CRD#: 107847 / SEC#: 801-43503

RIA

Registered Investment Advisory firm - (3/11/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/9/2022)

IAR

Wisconsin
(3/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/22/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2013

General Securities Representative Examination

Current Firm

KLCM ADVISORS, INC.

KITZINGER LAUTMANN CAPITAL MANAGEMENT INC | KLCM ADVISORS, INC.

CRD#: 107847 / SEC#: 801-43503

RIA

Registered Investment Advisory firm - (3/11/1993 Approved)

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Contact information

Main Address

330 E Kilbourn Avenue Suite 1180, Milwaukee, WI 53202-6615

Mailing Address

Phone number

(414) 765-1234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KLCM ADVISORS INC. (3/13/2025)

Regulatory assets under management

Total Number of Accounts	623
AUM (Assets Under Management)	$ 1,461,996,538

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Neal P. Coleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Patrick Coleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

KLCM ADVISORS, INC.

ALLSPRING FUNDS DISTRIBUTOR, LLC

Primary Firm SEC Registration

KLCM ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/2021

Series 63

Date: 8/22/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/6/2013

Current Firm

KLCM ADVISORS, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KLCM ADVISORS, INC.

TRUST BUT VERIFY

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