Frederick Andre Coleman Jr.
CFP®Professional Summary
Frederick Andre Coleman JR., CFP®, who also goes by Frederick Andre Coleman Jr, Frederick Andre Coleman, Frederick Andre Coleman-holt, is a registered financial advisor currently at ANNEX WEALTH MANAGEMENT, LLC located in Brookfield, Wisconsin. Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Frederick has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Frederick Andre Coleman Jr, Frederick Andre Coleman, Frederick Andre Coleman-Holt
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE
Contact Information
Main Address
17950 W. Corporate Drive Suite 300, Brookfield, WI 53045Phone Number
(262) 786-6363# of Employees
151SEC notice filing (36 States and Territories)
Registered to provide investment advisory services in 36 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
22,003AUM (Assets Under Management)
$8,050,023,961Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2026 | Cover Page | Report |
| 08/11/2025 | Cover Page | Report |
| 05/22/2024 | Cover Page | Report |
| 12/18/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE
State Registrations and Notice Filings
(10/11/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Frederick Andre Coleman JR.'s CRS (Customer Relationship Summary).
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