Bernard C. Murphy
ARISTA ADVISORY GROUP
ALBANY, NY 12205
Some features on this profile are disabled
CRD#: 6186110
Professional summary
Bernard Charles Murphy, CFP® is a registered financial advisor currently at ARISTA ADVISORY GROUP, LLC located in Albany, New York.
Bernard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Bernard has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HOISTECH KFT. THIS BUSINESS IS NOT INVESTMENT-RELATED.
ADDRESS: 8 VAROSHAZ STREET, BUDAPEST 1056, HUNGARY.
THE BUSINESS IS ENGAGED IN SELLING AND INSTALING FALL PROTECTION EQUIPMENT AND SYSTEMS FOR PEOPLE WHO WORK AT HEIGHTS OF GREATER THAN 6 FEET.
I AM THE SOLE OWNER OF THIS BUSINESS. I BEGAN IN THE BUSINESS WITH TWO PARTNERS IN 2009. I BOUGHT OUT THE OTHER PARTNERS IN 2011. I SPEND APPROX 5 HOURS PER WEEK ON THIS BUSINESS AS IT IS A VERY SMALL ENTERPRISE. DUE TO THE TIME DIFFERENCE BETWEEN THE US AND HUNGARY, I SPEND NO MORE THAN ONE HOUR, SPREAD OVER THE WEEK, ON THIS BUSINESS DURING TRADING HOURS. I VISIT HUNGARY ON HOISTECH RELATED BUSINESS FOR APPROXIMATELY TWO WEEKS PER YEAR SPREAD OVER TWO TRIPS.
AS THE OWNER I AM RESPONSIBLE FOR ENSURING THAT MY ONE PART-TIME EMPLOYEE RECEIVES THE HELP HE NEEDS TO ACHIEVE THE SALES AND SERVICE GOALS WE SET.
CRS (Client Relationship Summary) - RIA
Click below to view Bernard Charles Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
December 1, 2016 - Present
ARISTA ADVISORY GROUP, LLC
Office #1: 255 Washington Avenue Extension Suite 204, Albany, NY 12205RIA
CRD#: 285722
ALBANY, NY
Past
May 24, 2013 - April 28, 2016
DOVETAIL FINANCIAL
RIA
CRD#: 167468
CAPITOLA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARISTA ADVISORY GROUP, LLC
ARISTA ADVISORY GROUP, LLC | DOVETAIL FINANCIAL
CRD#: 285722 / SEC#: 801-108720
RIA
Registered Investment Advisory firm - (11/30/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/1/2016)
IAR
Connecticut(11/18/2022)
IAR
New York(3/8/2021)
Exams
Current Firm
AA
ARISTA ADVISORY GROUP, LLC
ARISTA ADVISORY GROUP, LLC | DOVETAIL FINANCIAL
CRD#: 285722 / SEC#: 801-108720
RIA
Registered Investment Advisory firm - (11/30/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
255 Washington Avenue Extension Suite 204, Albany, NY 12205
Mailing Address
Phone number
(518) 464-0319
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 564 |
| AUM (Assets Under Management) | $ 181,064,355 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/19/2025 | ||
| 02/28/2024 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
