AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Nicholas Edward Shevland

Nicholas E. Shevland

BREAKWATER WEALTH MANAGEMENT
Millville, DE
Some features on this profile are disabled
CRD#: 6185984
Nicholas Edward Shevland

Professional summary

Nicholas Edward Shevland, CFP® is a registered financial advisor currently at BREAKWATER WEALTH MANAGEMENT located in Millville, Delaware.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nicholas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance agent; yes; Millville, DE; recommendation of insurance products; 05/2022; 1hr/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Edward Shevland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

July 5, 2022 - Present

BREAKWATER WEALTH MANAGEMENT

RIA
CRD#: 322057
Millville, DE
Past

February 3, 2022 - July 5, 2022

DT INVESTMENT PARTNERS, LLC

RIA
CRD#: 157646
CHADDS FORD, PA
Past

November 2, 2017 - February 9, 2022

JANNEY MONTGOMERY SCOTT LLC

RIA
CRD#: 463
Greenville, DE
Past

November 2, 2017 - February 9, 2022

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
Greenville, DE
Past

June 27, 2013 - November 3, 2017

MORGAN STANLEY

RIA
CRD#: 149777
REHOBOTH BEACH, DE
Past

May 27, 2013 - November 3, 2017

MORGAN STANLEY

BD
CRD#: 149777
REHOBOTH BEACH, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(7/5/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/27/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/24/2013
General Securities Representative Examination

Current Firm

BW
BREAKWATER WEALTH MANAGEMENT
BREAKWATER WEALTH MANAGEMENT | BREAKWATER WEALTH MANAGEMENT, LLC

CRD#: 322057 / SEC#:

Delaware
Registered Investment Advisory firm - (6/10/2022 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Millville, DE
Mailing Address
Phone number
(302) 500-3505
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts69
AUM (Assets Under Management)$ 22,673,651

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BREAKWATER WEALTH MANAGEMENT

CRD#: 322057Millville, DE

TRUST BUT VERIFY

Monitor Nicholas Shevland

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics