James A. Luxem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Arthur Luxem, who also goes by Jim Luxem, Jimmy Luxem, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2013. James had worked at 1 firm and has passed the Series 56 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2013 - January 21, 2015
SPOT TRADING L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 5/20/2013
Proprietary Trader Qualification ExaminationCurrent Firm
SPOT TRADING L.L.C.
CRD#: 47666 / SEC#: , 8-51855
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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