AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Rachel Ann Pease

Rachel A. Pease

VANTAGE FINANCIAL PARTNERS | Financial Advisor
Youngstown, OH 44512
Some features on this profile are disabled
CRD#: 6185938
Rachel Ann Pease

Professional summary

Rachel Ann Pease, who also goes by Ann Rachel Brandle, Rachel A Brandle, Rachel Ann Brandle, Rachel Brandle, is a registered financial advisor currently at VANTAGE FINANCIAL PARTNERS, LLC located in Youngstown, Ohio.

Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Rachel has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

What are your service offerings?
Investments
Retirement Planning Strategies
Wealth Preservation Strategies
Are you a "fiduciary"?
Yes

Aliases

Ann Rachel Brandle | Rachel A Brandle | Rachel Ann Brandle | Rachel Brandle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Real Estate Ownership; Single Family; East Liverpool, OH 43920; Investment related; March 2017.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel Ann Pease's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 30, 2023 - Present

VANTAGE FINANCIAL PARTNERS, LLC

Office #1: 970 Windham Ct Suite 1a, Youngstown, OH 44512
RIA
CRD#: 315828
Youngstown, OH
Past

February 12, 2021 - November 1, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Youngstown, OH
Past

October 8, 2020 - November 1, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Youngstown, OH
Past

May 30, 2013 - October 1, 2020

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
EAST LIVERPOOL, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VANTAGE FINANCIAL PARTNERS, LLC
VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC

CRD#: 315828 / SEC#: 801-122083

RIA
Registered Investment Advisory firm - (8/13/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(10/30/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/4/2021
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/23/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/2/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/13/2013
Investment Company Products/Variable Contracts Representative Examination

Current Firm

VF
VANTAGE FINANCIAL PARTNERS, LLC
VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC

CRD#: 315828 / SEC#: 801-122083

RIA
Registered Investment Advisory firm - (8/13/2021 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
13230 Watertown Plank Road, Elm Grove, WI 53122
Mailing Address
13230 Watertown Plank Road, Elm Grove, WI 53122
Phone number
(262) 439-8587
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR VANTAGE FINANCIAL PARTNERS, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts4,118
AUM (Assets Under Management)$ 810,716,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VANTAGE FINANCIAL PARTNERS, LLC

Financial AdvisorCRD#: 315828Youngstown, OH 44512

TRUST BUT VERIFY

Monitor Rachel Pease

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

Similar Advisors

Hatem Ben Dhiab
Hatem DhiabAdvisorCheck Check Mark
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
IAR
SANTA MONICA, CA
HS
Heather ScearceAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Seattle, WA
RA
Robert ArmendarizAdvisorCheck Check Mark
EAGLE STRATEGIES LLC
IAR
RR
SAN ANTONIO, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.