Sherryleen Lynch

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CRD#: 6185916

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sherryleen Lynch, who also goes by Sherryleen Ann Johnson, Sherryleen Ann Lynch, Sherryleen J Lynch, was a registered financial professional .

Sherryleen is a previously registered financial professional and started their career in finance in 2015. Sherryleen had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sherryleen Ann Johnson | Sherryleen Ann Lynch | Sherryleen J Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) SCARBOROUGH CAPITAL MANAGEENT POSITION: Employee NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/19/2022 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: Outside RIA. (2) RED LOBSTER RESTAURANT POSITION: Employee NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2022 ADDRESS: 183 Jennifer RD, Parole MD 21401, United States DESCRIPTION: SERVER.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 26, 2022 - January 11, 2024

SCARBOROUGH CAPITAL MANAGEMENT

RIA

CRD#: 169517

Annapolis, MD

Past

April 19, 2022 - January 16, 2024

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Annapolis, MD

Past

October 3, 2019 - April 20, 2022

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

Laurel, MD

Past

October 3, 2019 - April 20, 2022

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Laurel, MD

Past

January 8, 2016 - September 25, 2019

MORGAN STANLEY

RIA

CRD#: 149777

ROCKVILLE, MD

Past

August 4, 2015 - September 25, 2019

MORGAN STANLEY

CRD#: 149777

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCARBOROUGH CAPITAL MANAGEMENT

SCARBOROUGH ADVISORS, LLC | SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517 / SEC#: 801-79006

RIA

Registered Investment Advisory firm - (11/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2015

General Securities Representative Examination

Current Firm

SCARBOROUGH CAPITAL MANAGEMENT

SCARBOROUGH ADVISORS, LLC | SCARBOROUGH CAPITAL MANAGEMENT

CRD#: 169517 / SEC#: 801-79006

RIA

Registered Investment Advisory firm - (11/20/2013 Approved)

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Contact information

Main Address

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401

Mailing Address

Phone number

(410) 573-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCM 2025 FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	2,056
AUM (Assets Under Management)	$ 1,399,926,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sherryleen Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

SCARBOROUGH CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/4/2015

Current Firm

SCARBOROUGH CAPITAL MANAGEMENT

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCARBOROUGH CAPITAL MANAGEMENT

TRUST BUT VERIFY

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