Brian S. Hegstad

SCS

Bellevue, WA 98004

Some features on this profile are disabled

CRD#: 6185808

Professional summary

Brian Scott Hegstad, who also goes by Brian Scott Hegstad, Brian Hegstad, is a registered financial advisor currently at SCS located in Bellevue, Washington and LPL FINANCIAL LLC located in Bellevue, Washington.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Brian has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Scott Hegstad | Brian Hegstad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/20/2022 - SCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/03/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 2. 3/30/2023 - Masterfully Minted, LLC - Not Investment Related - Home Based - Business Owner - Start Date - 03/27/2023 - 12 Hours Per Month/0 Hours During Securities Trading 3. 04/20/2023 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 04/29/2022 - 160 Hours Per Month/100 Hours During Securities Trading 4. 04/20/2023 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 04/29/2022 - 160 Hours Per Month/100 Hours During Securities Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Scott Hegstad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2022 - Present

SCS

Office #1: 10900 Ne 8th Street 15th Floor - Suite 1550, Bellevue, WA 98004

RIA

CRD#: 310849

Bellevue, WA

Current

May 2, 2022 - Present

LPL FINANCIAL LLC

Office #1: 10900 Ne 8th St.15th Fl #1550, Bellevue, WA 98004

RIA

CRD#: 6413

Bellevue, WA

Past

June 15, 2021 - September 2, 2021

PATHSTONE

RIA

CRD#: 151736

BELLEVUE, WA

Past

August 21, 2015 - March 24, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BELLEVUE, WA

Past

August 21, 2015 - March 24, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BELLEVUE, WA

Past

April 3, 2015 - July 20, 2015

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

VANCOUVER, WA

Past

May 16, 2014 - June 30, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

BELLEVUE, WA

Past

June 12, 2013 - December 10, 2013

MORGAN STANLEY

RIA

CRD#: 149777

SEATTLE, WA

Past

May 21, 2013 - December 10, 2013

MORGAN STANLEY

CRD#: 149777

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCS

BENSLER, LLC | SOUND CONSULTING SERVICES | SCS

CRD#: 310849 / SEC#: 801-119764

RIA

Registered Investment Advisory firm - (11/9/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/14/2022)

California
(7/28/2022)

Hawaii
(4/20/2023)

Idaho
(10/6/2022)

Nevada
(4/15/2025)

Oregon
(4/30/2024)

IAR

Texas
(12/7/2023)

Utah
(8/17/2022)

Washington
(5/2/2022)

IAR

Washington
(7/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/11/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SCS

BENSLER, LLC | SOUND CONSULTING SERVICES | SCS

CRD#: 310849 / SEC#: 801-119764

RIA

Registered Investment Advisory firm - (11/9/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10900 Ne 8th Street 15th Floor - Suite 1550, Bellevue, WA 98004

Mailing Address

Phone number

(425) 452-1222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCS ADV PART 2A (3/25/2025)

SCS WRAP BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	3,472
AUM (Assets Under Management)	$ 1,637,626,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dale Miller

MORGAN STANLEY

IAR

Moscow, ID

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Alyssa Jarman

OSAIC WEALTH, INC.

IAR

Bellevue, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian S. Hegstad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Scott Hegstad's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

PATHSTONE

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

COUNTRY CAPITAL MANAGEMENT COMPANY

EQUITABLE ADVISORS, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

SCS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/11/2013

SIE

Date: 10/1/2018

Series 7

Date: 5/20/2013

FINRA

Current Firm

SCS

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCS

TRUST BUT VERIFY

Similar Advisors