Joshua B. Jovanovic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua B Jovanovic, who also goes by Joshua Branko Jovanovic, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2013. Joshua had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Saint Joseph's University
Bachelor of Finance - Finance
2009
Bucks County Community College
Associates in Business Administration - Business and Finance
2007
Experience
March 5, 2024 - May 24, 2024
11 FINANCIAL
February 8, 2022 - August 15, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 25, 2022 - August 14, 2023
FIDELITY BROKERAGE SERVICES LLC
July 5, 2013 - November 30, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 7, 2013 - November 30, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
11 FINANCIAL
CRD#: 174569 / SEC#: 801-129130
Contact information
Regulatory assets under management
| Total Number of Accounts | 175 |
| AUM (Assets Under Management) | $ 24,014,190 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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