Travis P. Abraham

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CRD#: 6185044

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Travis Parker Abraham was a registered financial professional .

Travis is a previously registered financial professional and started their career in finance in 2013. Travis had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 5, 2014 - March 28, 2016

GRACE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 150054

AUSTIN, TX

Past

January 21, 2014 - December 8, 2014

TRIAD ADVISORS LLC

CRD#: 25803

AUSTIN, TX

Past

August 19, 2013 - December 24, 2013

EDWARD JONES

RIA

CRD#: 250

MISSOURI CITY, TX

Past

May 30, 2013 - December 24, 2013

EDWARD JONES

CRD#: 250

MISSOURI CITY, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRACE CAPITAL MANAGEMENT, LLC

CRD#: 150054 / SEC#: 801-111020

RIA

Registered Investment Advisory firm - (8/17/2017 Approved)

Texas

Registered Investment Advisory firm - (9/11/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/21/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/8/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/29/2013

General Securities Representative Examination

Current Firm

GRACE CAPITAL MANAGEMENT, LLC

CRD#: 150054 / SEC#: 801-111020

RIA

Registered Investment Advisory firm - (8/17/2017 Approved)

Texas

Registered Investment Advisory firm - (9/11/2017 Terminated)

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Contact information

Main Address

11651 Jollyville Road Suite 300, Austin, TX 78759

Mailing Address

Phone number

(512) 485-1800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GCM 2025 ANNUAL AMENDED ADV PART 2A: FIRM BROCHURE (3/31/2025)

GCM 2025 ANNUAL AMENDED WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	477
AUM (Assets Under Management)	$ 142,485,476

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Travis P. Abraham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GRACE CAPITAL MANAGEMENT, LLC

TRIAD ADVISORS LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

GRACE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/21/2013

SIE

Date: 12/8/2014

Series 7

Date: 5/29/2013

Current Firm

GRACE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRACE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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