Joshua S. Duncan
F5 FINANCIAL PLANNING, L.L.C.
North Venice, FL 34275
Some features on this profile are disabled
CRD#: 6184795
Professional summary
Joshua Scott Duncan, CFP® is a registered financial advisor currently at F5 FINANCIAL PLANNING, L.L.C. located in North Venice, Florida.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Joshua has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Josh Duncan is a Certified Financial Planner. He grew up near Peoria Illinois and attended Eastern Illinois University where he earned a B.S. in computer science. He also holds an MBA from Capella University.
Josh helps his clients develop and implement plans to enrich their lives today and create a brighter future. He’s passionate about helping people achieve their goals and live a life of freedom and significance.
Josh is based in Venice, FL, along the Gulf Coast. He also maintains an office in McDonough, GA. He and his wife, Tammi spend much of their time with their three boys who have interests in band, drama, soccer and piano. As a Christ-follower, he spends time deepening his faith and loving on his community.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Estate Planning
Retirement Planning
Employee and Employer Plan Ben...
Business Succession Planning
Tax Planning
Investment Planning
Insurance Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Entrepreneurs
High Net Worth Client Needs
Investment Advice with Ongoing...
Middle Income Client Needs
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Scott Duncan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
November 15, 2018 - Present
F5 FINANCIAL PLANNING, L.L.C.
Office #1: 152 Pescador Place, North Venice, FL 34275RIA
CRD#: 170674
North Venice, FL
Past
August 19, 2013 - October 30, 2018
EDWARD JONES
RIA
CRD#: 250
MCDONOUGH, GA
Past
May 29, 2013 - October 30, 2018
EDWARD JONES
BD
CRD#: 250
MCDONOUGH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
F5 FINANCIAL PLANNING, L.L.C.
F5 FINANCIAL PLANNING, L.L.C. | F5 FINANCIAL PLANNING, LLC
CRD#: 170674 / SEC#: 801-122310
RIA
Registered Investment Advisory firm - (9/17/2021 Approved)Florida
Registered Investment Advisory firm - (9/24/2021 Terminated)Georgia
Registered Investment Advisory firm - (10/1/2021 Terminated)Illinois
Registered Investment Advisory firm - (10/5/2021 Terminated)Texas
Registered Investment Advisory firm - (9/24/2021 Terminated)Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/8/2020)
IAR
Georgia(11/15/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
F5 FINANCIAL PLANNING, L.L.C.
F5 FINANCIAL PLANNING, L.L.C. | F5 FINANCIAL PLANNING, LLC
CRD#: 170674 / SEC#: 801-122310
RIA
Registered Investment Advisory firm - (9/17/2021 Approved)Florida
Registered Investment Advisory firm - (9/24/2021 Terminated)Georgia
Registered Investment Advisory firm - (10/1/2021 Terminated)Illinois
Registered Investment Advisory firm - (10/5/2021 Terminated)Texas
Registered Investment Advisory firm - (9/24/2021 Terminated)Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Naperville, IL
Mailing Address
Phone number
(309) 370-5577
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 545 |
| AUM (Assets Under Management) | $ 135,394,153 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
