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CK

Clare B. Kull

STONE SECURITIES
Clarks Green, PA 18411
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CRD#: 6184746
CK

Professional summary


Clare Baruffaldi Kull, who also goes by Clare Christine Baruffaldi, is a registered financial advisor currently at STONE SECURITIES INC. located in Clarks Green, Pennsylvania and LEIGH BALDWIN & CO., LLC located in Clarks Summit, Pennsylvania.

Clare is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Clare has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Clare Christine Baruffaldi

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Clare Baruffaldi Kull's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 27, 2020 - Present

STONE SECURITIES INC.

Office #1: 281 E. Grove St, Clarks Green, PA 18411
RIA
CRD#: 162909
Clarks Green, PA
Current

December 11, 2013 - Present

LEIGH BALDWIN & CO., LLC

Office #1: 281 East Grove Street, Clarks Summit, PA 18411
RIA
BD
CRD#: 38751
Clarks Summit, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/15/2021)
RR
Illinois
(11/10/2022)
RR
Michigan
(3/10/2022)
RR
Nevada
(9/15/2021)
RR
New Jersey
(9/30/2021)
RR
Pennsylvania
(3/27/2014)
IAR
Pennsylvania
(2/27/2020)
RR
Virginia
(10/15/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/27/2014
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SS
STONE SECURITIES INC.
STONE SECURITIES INC.

CRD#: 162909 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (6/25/2012 Approved)
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Contact information


Main Address
281 E. Grove St, Clarks Green, PA 18411
Mailing Address
Phone number
(570) 585-0825
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts103
AUM (Assets Under Management)$ 72,525,243

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STONE SECURITIES INC.

CRD#: 162909Clarks Green, PA 18411

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