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KF

Kendall K. Fukumoto

JCP SECURITIES
Irvine, CA 92618
Some features on this profile are disabled
CRD#: 6184486
KF

Professional summary

Kendall K Fukumoto, who also goes by Ken Fukumoto, is a registered financial professional currently at JCP SECURITIES located in Irvine, California.

Kendall is registered as a RR (Registered Representative) and started their career in finance in 2014. Kendall has worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ken Fukumoto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kendall K Fukumoto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 23, 2014 - Present

JCP SECURITIES

Office #1: 100 Spectrum Center Drive Suite 460, Irvine, CA 92618
BD
CRD#: 140318
Irvine, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/4/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 8/4/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/22/2014
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/16/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JS
JCP SECURITIES
JANES CAPITAL PARTNERS | STEPHEN PERRY & ASSOCIATES, INC. | JCP SECURITIES, INC. | JCP SECURITIES, INC | JCP SECURITIES

CRD#: 140318 / SEC#: , 8-67303

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
100 Spectrum Center Drive Suite 460, Irvine, CA 92618
Mailing Address
100 Spectrum Center Drive Suite 460, Irvine, CA 92618
Phone number
(949) 769-3323
Established
California since 03/11/2005
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
1

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ORION ADMINISTRATIVE TRUSTSHAREHOLDER
PERRY, STEPHEN ROBERTCEO/PRESIDENT/CCO/AMLCO/CFO/FINOP/OWNER4264427

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JCP SECURITIES

CRD#: 140318Irvine, CA 92618

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