Neil D. Gilday
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil David Gilday was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 2014. Neil had worked at 2 firms and has passed the Series 63, SIE, Series 79, Series 37 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2015 - June 15, 2022
FM GLOBAL MARKETS INC
October 23, 2014 - February 11, 2022
GRAVITAS WEALTH ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 5/28/2013
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
FM GLOBAL MARKETS INC
CRD#: 174843 / SEC#: , 8-69581
Contact information
FINRA licenses (4 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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