RM
Richard L. Minaya
RICH MICHAELS INVESTMENTS
Potterville, MI 48876
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CRD#: 6184429
RM
Professional summary
Richard Lynn Minaya, who also goes by Rich Michaels, is a registered financial advisor currently at RICH MICHAELS INVESTMENTS, LLC located in Potterville, Michigan.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Richard has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rich Michaels
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:GRAND LEDGE CHAMBER OF COMMERCE; No; 220 S BRIDGE ST; GRAND LEDGE; MI; 48837; NON-PROFIT ORGANIZATION; AMBASSADOR; 5/19/2016; 4; 0; PROMOTE BUSINESS AND NETWORKING|NAME OF ENTITY:SALVATION ARMY; No; 525 NORTH PENNSYLVANIA; LANSING; MI; 48910; NON-PROFIT ORGANIZATION; BOARD MEMBER; 11/2/2014; 5; 5; SERVE ON ADVISORY BOARD HELPING ASSIST MAKE PLANS FOR EVENTS AND GROWTH.|NAME OF ENTITY:Bye Financial Group LLC; No; 1093 CHARELVOIX DRIVE; GRANDLEDGE; MI; 48837; Fixed Insurance; Insurance Agent; 4/1/2013; 20; 20; Sale of fixed insurance/P&C Insurance, Life Insurance, Health.|NAME OF ENTITY:RICH MICHAELS; Yes; 1093 CHARLEVOIX DRIVE; GRANDLEDGE; MI; 48837; FINANCIAL SERVICES/DBA; OWNER; 7/1/2014; 160; 160; SELL FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1093 CHARELVOIX DRIVE; GRANDLEDGE; MI; 48837; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/26/2013; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:RICH MICHAELS PRODUCTIONS; No; 1051 Andrus Ave; Lansing; MI; 48917; Broadcasting, Pod (audio) and videocasting, entertainment; OWNER; 4/29/2016; 8; 0; occasional broadcast and internet audio/video recordings|NAME OF ENTITY:Rich Michaels Investments; No; 1093 Charlevoix; Grand Ledge; MI; 48837; TAX PURPOSE ONLY; President; 12/13/2019; 0; 0; Owner, handling all internal financial accounting and tax processes for IAR business|
CRS (Client Relationship Summary) - RIA
Click below to view Richard Lynn Minaya's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2021 - Present
RICH MICHAELS INVESTMENTS, LLC
Office #1: 499 E. Vermontville Hwy, Potterville, MI 48876RIA
CRD#: 313661
Potterville, MI
Past
March 17, 2014 - May 7, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
GRAND LEDGE, MI
Past
April 29, 2013 - May 7, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
GRAND LEDGE, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(5/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/21/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/21/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RM
RICH MICHAELS INVESTMENTS, LLC
RICH MICHAELS INVESTMENTS | RICH MICHAELS INVESTMENTS, LLC
CRD#: 313661 / SEC#:
Michigan
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Contact information
Main Address
499 E. Vermontville Hwy, Potterville, MI 48876
Mailing Address
Phone number
(517) 999-8888
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 65 |
| AUM (Assets Under Management) | $ 8,600,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
