Jonathan Staron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Staron, who also goes by Jonathan Joseph Staron, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2013. Jonathan had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2021 - March 19, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 17, 2021 - March 19, 2024
FIDELITY BROKERAGE SERVICES LLC
December 2, 2020 - May 5, 2021
WELLS FARGO CLEARING SERVICES, LLC
October 3, 2018 - May 5, 2021
WELLS FARGO CLEARING SERVICES, LLC
March 5, 2018 - August 27, 2018
T. ROWE PRICE INVESTMENT SERVICES, INC.
May 11, 2013 - February 18, 2014
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/27/2020
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
