KG
Kyle H. Gowen
DUNCAN WILLIAMS ASSET MANAGEMENT
Memphis, TN 38119
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CRD#: 6183945
KG
Professional summary
Kyle Hammett Gowen, CFA, CFP® is a registered financial advisor currently at DUNCAN WILLIAMS ASSET MANAGEMENT, LLC located in Memphis, Tennessee.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kyle has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MoSH (THE MEMPHIS MUSEUM OF SCIENCE AND HISTORY) BOARD ; NON-INVESTMENT RELATED; 3050 CENTRAL AVENUE, MEMPHIS, TN 38111; BOARD OF DIRECTORS FOR MoSH, NO COMMITTEE ASSIGNMENTS HAVE BEEN IDENTIFIED AT THIS TIME; BOARD OF DIRECTORS; START DATE: 7/1/2022; 15 HOURS DEVOTED QUARTERLY; 15 HOURS DEVOTED QUARTERLY DURING TRADING HOURS; NO COMPENSATION CAMELLIA FOUNDATION; NON-INVESTMENT RELATED; 3030 COVINGTON PIKE, STE #100, MEMPHIS, TN 38128; BOARD OF DIRECTORS; ADVOCATE FOR AND PLAN STRATEGY FOR THE CAMELLIA FOUNDATION; START DATE: 1/1/2021; 5 HOURS DEVOTED QUARTERLY; 5 HOURS DEVOTED QUARTERLY DURING TRADING HOURS; NO COMPENSATION MID-SOUTH AMATEUR HOCKEY ASSOCIATION; INVESTMENT-RELATED; MEMPHIS, TN 38111; TREASURER; MAINTAIN BANK/INVESTMENT ACCOUNT; START DATE: 5/1/2022; 6 HOURS PER QUARTER DEVOTED; 0 HOURS DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Hammett Gowen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 19, 2015 - Present
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
Office #1: 5350 Poplar Avenue Suite 600, Memphis, TN 38119RIA
CRD#: 174809
Memphis, TN
Past
September 2, 2014 - April 2, 2015
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
RIA
CRD#: 6950
MEMPHIS, TN
Past
September 2, 2014 - April 2, 2015
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
BD
CRD#: 6950
MEMPHIS, TN
Past
June 19, 2013 - July 31, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
MEMPHIS, TN
Past
May 10, 2013 - July 31, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
CRD#: 174809 / SEC#: 801-81015
RIA
Registered Investment Advisory firm - (3/9/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(3/20/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DW
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
CRD#: 174809 / SEC#: 801-81015
RIA
Registered Investment Advisory firm - (3/9/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5350 Poplar Avenue Suite 600, Memphis, TN 38119
Mailing Address
Phone number
(901) 435-4250
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,962 |
| AUM (Assets Under Management) | $ 2,163,085,456 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
CRD#: 174809Memphis, TN 38119TRUST BUT VERIFY
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