Adam R. Grant
Professional summary
Adam Richard Grant, who also goes by Adam Richard Grant, is a registered financial professional currently at RQD* CLEARING, LLC located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2013. Adam has worked at 3 firms and has passed the Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Richard Grant's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2024 - Present
RQD* CLEARING, LLC
Office #1: One World Trade Center Suite 47m, New York, NY 10007October 3, 2023 - July 1, 2024
STG SECURITIES, LLC
April 23, 2013 - August 17, 2023
VOLANT LIQUIDITY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
RQD* CLEARING, LLC
CRD#: 134284 / SEC#: , 8-66826
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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